Velox

Prohibition of Insider Trading

Infomatics Velox^® - Compliance, is a mobile & web-enabled workflow solution for managing Employees’ Investments and Holdings, to ensure compliance as per SEBI‘s Insider Trading Regulations.

What if you had?

Complete visibility over Request & Reporting

Automated trade request approvals/rejections based on preset rules

Manage 'UPSI' and be compliant

Automatic reminders for periodic submissions

Easy access to employee profile, request, reporting and defaulter list

Stay on top by automating your processes
with an eye to mitigate risks.

Quick Facts

24+ institutions with over 11,000+ users

8 Large Mutual Funds

2 Life Insurance Companies

10 Broking Houses

3 Merchant Banks

2 Advisory Firms

Features

Self Declarations

Initial holding uploads

Dependent declarations

Automated and assisted submissions

Submission calendar

Monitor and approve transactions

Control defaulter transactions

Define blackout periods

Define category-based approval workflow

Define submission policies

Enable automatic and manual approvals

Automated grey list integration

Manual setup of restricted & intention list

Declare UPSI disclosure

Auto restrict UPSI security

UPSI Annexure submission

Define system driven alerts

Approval notifications

Policy updates via email

Workflows

For Compliance

Policy Setup

Annexure Setup

Check Request Inbox

Access Employee Details

Report

Ensure Compliance

For Employee

Self Declaration

Declare Dependants

Initial Holdings

Requests

Report

Submit Periodic Annexures

Case Studies

How an Insurance Company automated their processes on Prohibition of Insider Trading

Discover how Infomatics can help you increase the business efficiencies of your Enterprise.

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